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Wall Street reform
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21	Statement Of Stephen P. Harbeck President and Chief Executive Officer To The House Financial Services Committee Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-07-05 15:13:24 Economy Finance Money Investment Securities Investor Protection Corporation United States securities law Madoff investment scandal Corporate crime Bernard Madoff Securities Investor Protection Act MF Global DoddFrank Wall Street Reform and Consumer Protection Act
22	New Year: New Regulatory Developments Affecting Managers of Hedge Funds, Private Equity Funds and Other Private Funds Client Alert January 25, 2016 Regulators were busy at the end of 2015, especially in the United States Add to Reading List Source URL: www.womensprivateequitysummit.com Language: English - Date: 2016-02-09 09:34:21 Economy Finance Money Systemic risk Commodity markets 111th United States Congress Financial markets Algorithmic trading Commodity trading advisor Commodity Futures Trading Commission DoddFrank Wall Street Reform and Consumer Protection Act Hedge fund
23	Microsoft Word - NFHA Comments to Proposed Interagency OMWI Joint Standardsdoc Add to Reading List Source URL: www.nationalfairhousing.org Language: English - Date: 2014-02-10 14:46:18 Economy Systemic risk Great Recession in the United States Presidency of Barack Obama Corporate crime United States federal banking legislation DoddFrank Wall Street Reform and Consumer Protection Act Government Accountability Office Financial crisis of 20072008 U.S. Securities and Exchange Commission Consumer Financial Protection Bureau
24	Microsoft Word - Measurement and Policy Formulation--5.doc Add to Reading List Source URL: financialreg.nd.edu Language: English - Date: 2015-01-12 13:32:20 Economy Great Recession in the United States Presidency of Barack Obama Systemic risk Evaluation methods Economy of the United States Costbenefit analysis Policy Financial crisis of 20072008 U.S. Securities and Exchange Commission DoddFrank Wall Street Reform and Consumer Protection Act Federal Reserve System
25	Federal Law No. 8 of 2004 Concerning Financial Free Zones Federal Law No. 8 Issued onAD Corresponding with 23 Muharram 1425 AH Add to Reading List Source URL: adgm.complinet.com Language: English - Date: 2015-09-09 05:35:56 Financial regulation Money laundering Tax evasion Terrorism Economy United States federal banking legislation Systemic risk Crime Finance DoddFrank Wall Street Reform and Consumer Protection Act Constitution of Bahrain
26	The Investment Adviser “Switch” A Report on the 2012 Transition of Mid-Sized Investment Advisers from Federal Registration to Missouri State Regulation August 2012 Missouri Securities Division Add to Reading List Source URL: www.sos.mo.gov Language: English - Date: 2015-06-10 16:04:14 Economy Finance Money Registered Investment Adviser Financial adviser Financial services U.S. Securities and Exchange Commission Securities regulation in the United States Securities Act Adviser DoddFrank Wall Street Reform and Consumer Protection Act Broker-dealer
27	Fair Credit Reporting Act Add to Reading List Source URL: www.consumer.ftc.gov Language: English - Date: 2013-04-24 13:53:39 Economy Finance Money United States federal banking legislation Credit Personal finance Fair Credit Reporting Act Fair and Accurate Credit Transactions Act Credit bureau Credit history DoddFrank Wall Street Reform and Consumer Protection Act Consumer protection
28	Benjamin M. Cole, PhD Department of Management Systems Associate Professor Add to Reading List Source URL: www.fsb.org Language: English - Date: 2015-05-26 11:28:29 Economy Money Systemic risk Great Recession in the United States Presidency of Barack Obama World economy Financial risk Financial crisis of 200708 DoddFrank Wall Street Reform and Consumer Protection Act Financial Stability Board Great Recession Citigroup
29	SEC Action Against Private Fund Adviser Highlights Importance of Proper Expense Apportionment Client Alert November 6, 2015 On November 5, 2015, the Securities and Exchange Commission (SEC) announced that it had reached Add to Reading List Source URL: www.womensprivateequitysummit.com Language: English - Date: 2016-02-09 09:34:23 Economy Finance Money Institutional investors Corporate crime U.S. Securities and Exchange Commission DoddFrank Wall Street Reform and Consumer Protection Act Insurance Financial adviser
30	GEORGETOWN UNIVERSITY LAW CENTER Adam J. Levitin Professor of Law Written Testimony of Adam J. Levitin Add to Reading List Source URL: www.creditslips.org Language: English - Date: 2016-07-11 12:09:22 Economy Money Finance Systemic risk Basel III Systemically important financial institution Capital requirement Too big to fail Financial crisis of 200708 DoddFrank Wall Street Reform and Consumer Protection Act Leverage Stress test